• Global Anti-Corruption Practice

Cases

Search Shearman's all-in-one FCPA Digest Online for full case analyses, printable case summaries, and original enforcement action documents for all FCPA cases from 1977 to the present.  Find the results you need by filtering for key words, defendant name, enforcement agency, and more.  Create an account to utilize our foldering tool and the export-to-Excel function to enhance your data analysis.

Filters

Search for Cases

Compliance Monitor
Reporting Requirement
Case is Pending

Search for Defendants

Case name
Agency
Year
Total sanction
Compliance
Reporting

In re Petróleo Brasileiro S.A. – Petrobras (2018)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Petróleo Brasileiro S.A. – Petrobras Issuer
2018 Non-Prosecution Agreement
Non-Prosecution Agreement
Brazil
DOJ 2018 $853,200,000

In re Polycom, Inc. (2018)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Polycom, Inc. Domestic Concern
2018 Public Declination with Disgorgement
Public Declination with Disgorgement
United States
DOJ 2018 $10,152,537

In the Matter of Centrais Elétricas Brasileiras S.A. (2018)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Centrais Elétricas Brasileiras S.A. (“Eletrobras”) Issuer
2018 Cease-and-Desist Order
Cease-and-Desist Order
Brazil
SEC 2018 $2,500,000

In the Matter of Petróleo Brasileiro S.A. – Petrobras (2018)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Petróleo Brasileiro S.A. – Petrobras Issuer
2018 Cease-and-Desist Order
Cease-and-Desist Order
Brazil
SEC 2018 $933,473,797

In the Matter of Polycom, Inc. (2018)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Polycom, Inc. Issuer
2018 Cease-and-Desist Order
Cease-and-Desist Order
United States
SEC 2018 $16,306,336
Results
In re Petróleo Brasileiro S.A. – Petrobras (2018)
  • Agency DOJ
  • Year 2018
  • Total sanction $853,200,000
  • Compliance
  • Reporting
Defendants
Petróleo Brasileiro S.A. – Petrobras
  • Jurisdictional Basis Issuer
  • Year Filed 2018
  • Disposition Non-Prosecution Agreement
    Non-Prosecution Agreement
  • Citizenship Brazil
In re Polycom, Inc. (2018)
  • Agency DOJ
  • Year 2018
  • Total sanction $10,152,537
  • Compliance
  • Reporting
Defendants
Polycom, Inc.
  • Jurisdictional Basis Domestic Concern
  • Year Filed 2018
  • Disposition Public Declination with Disgorgement
    Public Declination with Disgorgement
  • Citizenship United States
In the Matter of Centrais Elétricas Brasileiras S.A. (2018)
  • Agency SEC
  • Year 2018
  • Total sanction $2,500,000
  • Compliance
  • Reporting
Defendants
Centrais Elétricas Brasileiras S.A. (“Eletrobras”)
  • Jurisdictional Basis Issuer
  • Year Filed 2018
  • Disposition Cease-and-Desist Order
    Cease-and-Desist Order
  • Citizenship Brazil
In the Matter of Petróleo Brasileiro S.A. – Petrobras (2018)
  • Agency SEC
  • Year 2018
  • Total sanction $933,473,797
  • Compliance
  • Reporting
Defendants
Petróleo Brasileiro S.A. – Petrobras
  • Jurisdictional Basis Issuer
  • Year Filed 2018
  • Disposition Cease-and-Desist Order
    Cease-and-Desist Order
  • Citizenship Brazil
In the Matter of Polycom, Inc. (2018)
  • Agency SEC
  • Year 2018
  • Total sanction $16,306,336
  • Compliance
  • Reporting
Defendants
Polycom, Inc.
  • Jurisdictional Basis Issuer
  • Year Filed 2018
  • Disposition Cease-and-Desist Order
    Cease-and-Desist Order
  • Citizenship United States
You may share a link to this page on any of the sites listed below:
Material on www.shearman.com is general information and should not be construed as legal advice. Contacting us by email does not create a lawyer-client relationship unless and until we have agreed to handle a particular matter. Please do not convey to us any information you regard as confidential unless and until a formal lawyer-client relationship has been established, as any information we receive from you prior to such time will not be confidential.
Accept Cancel