• Global Anti-Corruption Practice

Cases

Search Shearman's all-in-one FCPA Digest Online for full case analyses, printable case summaries, and original enforcement action documents for all FCPA cases from 1977 to the present.  Find the results you need by filtering for key words, defendant name, enforcement agency, and more.  Create an account to utilize our foldering tool and the export-to-Excel function to enhance your data analysis.

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Reporting

In re Fresenius Medical Care AG & Co. KGaA (2019)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Fresenius Medical Care AG & Co. KGaG Issuer
2019 Non-Prosecution Agreement
Germany
DOJ 2019 $84,715,273

In re Microsoft Magyarorszag Szamitastechnikai Szolgaltato es Kereskedelmi Kft. (2019)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Microsoft Magyarorszag Szamitastechnikai Szolgaltato es Kereskedelmi Kft. Agent of Domestic Concern
2019 Non-Prosecution Agreement
Hungary
DOJ 2019 $8,751,795

In the Matter of Barclays PLC (2019)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Barclays PLC Issuer
2019 Cease-and-Desist Order
Cease-and-Desist Order
United Kingdom
SEC 2019 $6,308,726

In the Matter of Deutsche Bank AG (2019)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Deutsche Bank Issuer
2019 Cease-and-Desist Order
Cease-and-Desist Order
Germany
SEC 2019 $16,178,850

In the Matter of Fresenius Medical Care AG & Co. KGaA (2019)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Fresenius Medical Care AG & Co. KGaA Issuer
2019 Cease-and-Desist Order
Cease-and-Desist Order
Germany
SEC 2019 $147,000,000

In the Matter of Microsoft Corporation (2019)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Microsoft Corporation Issuer
2019 Cease-and-Desist Order
United States
SEC 2019 $16,565,151

In the Matter of Mobile TeleSystems PJSC (2019)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Mobile TeleSystems PJSC  Issuer
2019 Cease-and-Desist Order
Cease-and-Desist Order
Russia
SEC 2019 $100,000,000

In the Matter of Quad/Graphics, Inc. (2019)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Quad/Graphics, Inc. Issuer
2019 Cease-and-Desist Order
Cease-and-Desist Order
United States
SEC 2019 $9,895,334

United States v. Samsung Heavy Industries, Co. Ltd. (E.D.Va. 2019)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Samsung Heavy Industries, Co. Ltd. (E.D.Va. 2019) Territorial Jurisdiction
2019 Deferred Prosecution Agreement
Deferred Prosecution Agreement
Korea, South
DOJ 2019 $75,481,600

United States v. Yanliang Li, a/k/a "Jerry Li," and Hongwei Yang, a/k/a "Mary Yang" (S.D.N.Y. 2019)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Yanliang Li, a/k/a "Jerry Li" Agent of Issuer
2019 Pending
Pending
China
Hongwei Yang, a/k/a "Mary Yang" Agent of Issuer
2019 Pending
Pending
China
DOJ 2019 0
Results
In re Fresenius Medical Care AG & Co. KGaA (2019)
  • Agency DOJ
  • Year 2019
  • Total sanction $84,715,273
  • Compliance
  • Reporting
Defendants
Fresenius Medical Care AG & Co. KGaG
  • Jurisdictional Basis Issuer
  • Year Filed 2019
  • Disposition Non-Prosecution Agreement
  • Citizenship Germany
In re Microsoft Magyarorszag Szamitastechnikai Szolgaltato es Kereskedelmi Kft. (2019)
  • Agency DOJ
  • Year 2019
  • Total sanction $8,751,795
  • Compliance
  • Reporting
Defendants
Microsoft Magyarorszag Szamitastechnikai Szolgaltato es Kereskedelmi Kft.
  • Jurisdictional Basis Agent of Domestic Concern
  • Year Filed 2019
  • Disposition Non-Prosecution Agreement
  • Citizenship Hungary
In the Matter of Barclays PLC (2019)
  • Agency SEC
  • Year 2019
  • Total sanction $6,308,726
  • Compliance
  • Reporting
Defendants
Barclays PLC
  • Jurisdictional Basis Issuer
  • Year Filed 2019
  • Disposition Cease-and-Desist Order
    Cease-and-Desist Order
  • Citizenship United Kingdom
In the Matter of Deutsche Bank AG (2019)
  • Agency SEC
  • Year 2019
  • Total sanction $16,178,850
  • Compliance
  • Reporting
Defendants
Deutsche Bank
  • Jurisdictional Basis Issuer
  • Year Filed 2019
  • Disposition Cease-and-Desist Order
    Cease-and-Desist Order
  • Citizenship Germany
In the Matter of Fresenius Medical Care AG & Co. KGaA (2019)
  • Agency SEC
  • Year 2019
  • Total sanction $147,000,000
  • Compliance
  • Reporting
Defendants
Fresenius Medical Care AG & Co. KGaA
  • Jurisdictional Basis Issuer
  • Year Filed 2019
  • Disposition Cease-and-Desist Order
    Cease-and-Desist Order
  • Citizenship Germany
In the Matter of Microsoft Corporation (2019)
  • Agency SEC
  • Year 2019
  • Total sanction $16,565,151
  • Compliance
  • Reporting
Defendants
Microsoft Corporation
  • Jurisdictional Basis Issuer
  • Year Filed 2019
  • Disposition Cease-and-Desist Order
  • Citizenship United States
In the Matter of Mobile TeleSystems PJSC (2019)
  • Agency SEC
  • Year 2019
  • Total sanction $100,000,000
  • Compliance
  • Reporting
Defendants
Mobile TeleSystems PJSC 
  • Jurisdictional Basis Issuer
  • Year Filed 2019
  • Disposition Cease-and-Desist Order
    Cease-and-Desist Order
  • Citizenship Russia
In the Matter of Quad/Graphics, Inc. (2019)
  • Agency SEC
  • Year 2019
  • Total sanction $9,895,334
  • Compliance
  • Reporting
Defendants
Quad/Graphics, Inc.
  • Jurisdictional Basis Issuer
  • Year Filed 2019
  • Disposition Cease-and-Desist Order
    Cease-and-Desist Order
  • Citizenship United States
United States v. Samsung Heavy Industries, Co. Ltd. (E.D.Va. 2019)
  • Agency DOJ
  • Year 2019
  • Total sanction $75,481,600
  • Compliance
  • Reporting
Defendants
Samsung Heavy Industries, Co. Ltd. (E.D.Va. 2019)
  • Jurisdictional Basis Territorial Jurisdiction
  • Year Filed 2019
  • Disposition Deferred Prosecution Agreement
    Deferred Prosecution Agreement
  • Citizenship Korea, South
United States v. Yanliang Li, a/k/a "Jerry Li," and Hongwei Yang, a/k/a "Mary Yang" (S.D.N.Y. 2019)
  • Agency DOJ
  • Year 2019
  • Total sanction $0
  • Compliance
  • Reporting
Defendants
Yanliang Li, a/k/a "Jerry Li"
  • Jurisdictional Basis Agent of Issuer
  • Year Filed 2019
  • Disposition Pending
    Pending
  • Citizenship China
Hongwei Yang, a/k/a "Mary Yang"
  • Jurisdictional Basis Agent of Issuer
  • Year Filed 2019
  • Disposition Pending
    Pending
  • Citizenship China
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