• Global Anti-Corruption Practice

Cases

Search Shearman's all-in-one FCPA Digest Online for full case analyses, printable case summaries, and original enforcement action documents for all FCPA cases from 1977 to the present.  Find the results you need by filtering for key words, defendant name, enforcement agency, and more.  Create an account to utilize our foldering tool and the export-to-Excel function to enhance your data analysis.

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In re Cognizant Technology Solutions Corporation (2019)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Cognizant Technology Solutions Corporation Domestic Concern
2019 Public Declination with Disgorgement
Public Declination with Disgorgement
United States
DOJ 2019 $19,370,561

In re Fresenius Medical Care AG & Co. KGaA (2019)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Fresenius Medical Care AG & Co. KGaG Issuer
2019 Non-Prosecution Agreement
Germany
DOJ 2019 $84,715,273

In re Polycom, Inc. (2018)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Polycom, Inc. Domestic Concern
2018 Public Declination with Disgorgement
Public Declination with Disgorgement
United States
DOJ 2018 $10,152,537

In re United States v. Mobile TeleSystems PJSC & KOLORIT DIZAYAN INK LLC (S.D.N.Y. 2019)
United States of America v. Gulnara Karimova & Bekhzod Akhmedov (S.D.N.Y. 2019)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Mobile TeleSystems PJSC Issuer
2019 Deferred Prosecution Agreement
Deferred Prosecution Agreement
Russia
Kolorit Dizayan Ink LLC Agent of Issuer
2019 Guilty Plea
Guilty Plea
Uzbekistan
Gulnara Karimova Domestic Concern
2019 Pending
Pending
Uzbekistan
Bekhzod Akhmedov Agent of Issuer
2019 Pending
Pending
Uzbekistan
DOJ 2019 $850,000,000

In the Matter of Centrais Elétricas Brasileiras S.A. (2018)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Centrais Elétricas Brasileiras S.A. (“Eletrobras”) Issuer
2018 Cease-and-Desist Order
Cease-and-Desist Order
Brazil
SEC 2018 $2,500,000

In the Matter of Cognizant Technologu Solutions Corporation (2019)
SEC v. Gordon J. Corbun & Steven E. Schwartz (D.N.J. 2019)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Cognizant Technology Solutions Corporation Issuer
2019 Cease-and-Desist Order
Cease-and-Desist Order
United States
Gordon J. Coburn Agent of Issuer
2019 Pending
Pending
United States
Steven E. Schwartz Agent of Issuer
2019 Pending
Pending
United States
SEC 2019 $25,167,374

In the Matter of Fresenius Medical Care AG & Co. KGaA (2019)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Fresenius Medical Care AG & Co. KGaA Issuer
2019 Cease-and-Desist Order
Cease-and-Desist Order
Germany
SEC 2019 $147,000,000

In the Matter of Mobile TeleSystems PJSC (2019)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Mobile TeleSystems PJSC  Issuer
2019 Cease-and-Desist Order
Cease-and-Desist Order
Russia
SEC 2019 $100,000,000

In the Matter of Polycom, Inc. (2018)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Polycom, Inc. Issuer
2018 Cease-and-Desist Order
Cease-and-Desist Order
United States
SEC 2018 $16,306,336

United States v. Jean Boustani, Najib Allam, Manuel Chang, Antonio do Rosario, Teofilo Nhangumele, Andrew Pearse, Surjan Singh, and Deteling Subeva (E.D.N.Y. 2019)

Defendants
Defendant Name Jurisdictional Basis Year Filed Disposition Citizenship
Jean Boustani Domestic Concern
Territorial Jurisdiction
2018 Pending
Lebanon
Najib Allam Domestic Concern
Territorial Jurisdiction
2018 Pending
Lebanon
Manuel Chang Domestic Concern
Territorial Jurisdiction
2018 Pending
Mozambique
Teofilo Nhangumele Domestic Concern
Territorial Jurisdiction
2018 Pending
Mozambique
Andrew Pearse Domestic Concern
Territorial Jurisdiction
2018 Pending
New Zealand
Surjan Singh Domestic Concern
Territorial Jurisdiction
2018 Pending
United Kingdom
Detelina Subeva Domestic Concern
Territorial Jurisdiction
2018 Pending
Bulgaria
Antonio do Rosario Domestic Concern
Territorial Jurisdiction
2018 Pending
Mozambique
DOJ 2018 0
Results
In re Cognizant Technology Solutions Corporation (2019)
  • Agency DOJ
  • Year 2019
  • Total sanction $19,370,561
  • Compliance
  • Reporting
Defendants
Cognizant Technology Solutions Corporation
  • Jurisdictional Basis Domestic Concern
  • Year Filed 2019
  • Disposition Public Declination with Disgorgement
    Public Declination with Disgorgement
  • Citizenship United States
In re Fresenius Medical Care AG & Co. KGaA (2019)
  • Agency DOJ
  • Year 2019
  • Total sanction $84,715,273
  • Compliance
  • Reporting
Defendants
Fresenius Medical Care AG & Co. KGaG
  • Jurisdictional Basis Issuer
  • Year Filed 2019
  • Disposition Non-Prosecution Agreement
  • Citizenship Germany
In re Polycom, Inc. (2018)
  • Agency DOJ
  • Year 2018
  • Total sanction $10,152,537
  • Compliance
  • Reporting
Defendants
Polycom, Inc.
  • Jurisdictional Basis Domestic Concern
  • Year Filed 2018
  • Disposition Public Declination with Disgorgement
    Public Declination with Disgorgement
  • Citizenship United States
In re United States v. Mobile TeleSystems PJSC & KOLORIT DIZAYAN INK LLC (S.D.N.Y. 2019)
United States of America v. Gulnara Karimova & Bekhzod Akhmedov (S.D.N.Y. 2019)
  • Agency DOJ
  • Year 2019
  • Total sanction $850,000,000
  • Compliance
  • Reporting
Defendants
Mobile TeleSystems PJSC
  • Jurisdictional Basis Issuer
  • Year Filed 2019
  • Disposition Deferred Prosecution Agreement
    Deferred Prosecution Agreement
  • Citizenship Russia
Kolorit Dizayan Ink LLC
  • Jurisdictional Basis Agent of Issuer
  • Year Filed 2019
  • Disposition Guilty Plea
    Guilty Plea
  • Citizenship Uzbekistan
Gulnara Karimova
  • Jurisdictional Basis Domestic Concern
  • Year Filed 2019
  • Disposition Pending
    Pending
  • Citizenship Uzbekistan
Bekhzod Akhmedov
  • Jurisdictional Basis Agent of Issuer
  • Year Filed 2019
  • Disposition Pending
    Pending
  • Citizenship Uzbekistan
In the Matter of Centrais Elétricas Brasileiras S.A. (2018)
  • Agency SEC
  • Year 2018
  • Total sanction $2,500,000
  • Compliance
  • Reporting
Defendants
Centrais Elétricas Brasileiras S.A. (“Eletrobras”)
  • Jurisdictional Basis Issuer
  • Year Filed 2018
  • Disposition Cease-and-Desist Order
    Cease-and-Desist Order
  • Citizenship Brazil
In the Matter of Cognizant Technologu Solutions Corporation (2019)
SEC v. Gordon J. Corbun & Steven E. Schwartz (D.N.J. 2019)
  • Agency SEC
  • Year 2019
  • Total sanction $25,167,374
  • Compliance
  • Reporting
Defendants
Cognizant Technology Solutions Corporation
  • Jurisdictional Basis Issuer
  • Year Filed 2019
  • Disposition Cease-and-Desist Order
    Cease-and-Desist Order
  • Citizenship United States
Gordon J. Coburn
  • Jurisdictional Basis Agent of Issuer
  • Year Filed 2019
  • Disposition Pending
    Pending
  • Citizenship United States
Steven E. Schwartz
  • Jurisdictional Basis Agent of Issuer
  • Year Filed 2019
  • Disposition Pending
    Pending
  • Citizenship United States
In the Matter of Fresenius Medical Care AG & Co. KGaA (2019)
  • Agency SEC
  • Year 2019
  • Total sanction $147,000,000
  • Compliance
  • Reporting
Defendants
Fresenius Medical Care AG & Co. KGaA
  • Jurisdictional Basis Issuer
  • Year Filed 2019
  • Disposition Cease-and-Desist Order
    Cease-and-Desist Order
  • Citizenship Germany
In the Matter of Mobile TeleSystems PJSC (2019)
  • Agency SEC
  • Year 2019
  • Total sanction $100,000,000
  • Compliance
  • Reporting
Defendants
Mobile TeleSystems PJSC 
  • Jurisdictional Basis Issuer
  • Year Filed 2019
  • Disposition Cease-and-Desist Order
    Cease-and-Desist Order
  • Citizenship Russia
In the Matter of Polycom, Inc. (2018)
  • Agency SEC
  • Year 2018
  • Total sanction $16,306,336
  • Compliance
  • Reporting
Defendants
Polycom, Inc.
  • Jurisdictional Basis Issuer
  • Year Filed 2018
  • Disposition Cease-and-Desist Order
    Cease-and-Desist Order
  • Citizenship United States
United States v. Jean Boustani, Najib Allam, Manuel Chang, Antonio do Rosario, Teofilo Nhangumele, Andrew Pearse, Surjan Singh, and Deteling Subeva (E.D.N.Y. 2019)
  • Agency DOJ
  • Year 2018
  • Total sanction $0
  • Compliance
  • Reporting
Defendants
Jean Boustani
  • Jurisdictional Basis Domestic Concern
    Territorial Jurisdiction
  • Year Filed 2018
  • Disposition Pending
  • Citizenship Lebanon
Najib Allam
  • Jurisdictional Basis Domestic Concern
    Territorial Jurisdiction
  • Year Filed 2018
  • Disposition Pending
  • Citizenship Lebanon
Manuel Chang
  • Jurisdictional Basis Domestic Concern
    Territorial Jurisdiction
  • Year Filed 2018
  • Disposition Pending
  • Citizenship Mozambique
Teofilo Nhangumele
  • Jurisdictional Basis Domestic Concern
    Territorial Jurisdiction
  • Year Filed 2018
  • Disposition Pending
  • Citizenship Mozambique
Andrew Pearse
  • Jurisdictional Basis Domestic Concern
    Territorial Jurisdiction
  • Year Filed 2018
  • Disposition Pending
  • Citizenship New Zealand
Surjan Singh
  • Jurisdictional Basis Domestic Concern
    Territorial Jurisdiction
  • Year Filed 2018
  • Disposition Pending
  • Citizenship United Kingdom
Detelina Subeva
  • Jurisdictional Basis Domestic Concern
    Territorial Jurisdiction
  • Year Filed 2018
  • Disposition Pending
  • Citizenship Bulgaria
Antonio do Rosario
  • Jurisdictional Basis Domestic Concern
    Territorial Jurisdiction
  • Year Filed 2018
  • Disposition Pending
  • Citizenship Mozambique
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