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United States v. Daniel Ray Rothrock

 
:
Allied Products -- Daniel Ray Rothrock
:
DOJ Criminal
:
June 13, 2001
:
United States v. Daniel Ray Rothrock
:
U.S. v. Daniel Ray Rothrock, No. 5:02-cr-00343 (W.D. Tex. 2001)
:
This is a rare instance in which the DOJ brought a criminal books and records case without any accompanying bribery charge.
:
Energy (Non-Utility)-Oil & Gas-Exploration/Production
:
Russia
:
1992; 1993
:
This case arose out of the sale of approximately 20 work-over oil rigs to RVO Zarubezhneftstroy ("Nestro"), a Russian government-owned purchasing agency, by the Cooper Division of Allied Products Corporation ("Allied"). Allied is a Delaware corporation based in Chicago, Illinois and a U.S. issuer. Daniel Ray Rothrock, vice president of Allied's Cooper Division, had responsibility for international sales. Rothrock was charged with one count of causing the issuer, Allied, to keep false books and records in order to conceal a payment to the Director General of Nestro to secure the oil rig sale contract. Rothrock pled guilty and was sentenced to one year's unsupervised probation.
:
Books and records (Issuer)
:
Plea, Probation
:
Not stated.
:
0
:
Agent of Issuer, Employee of Issuer, Officer of Issuer
:
Other Senior Officer
:
U.S.
:
Contract Procurement/Retention
:
5,500,000
:
Wire/check
:
300,000
:
Austria
:
United States
:
No
:
No